and also the systematic nature and scope of the plan to “combat subversion” that had been
implemented, above all, between 1968 and 1975.
254. In view of the particularities of this case, and the State’s awareness of the definition of
the facts under international law, especially after the publication of the CEMDP Report, the
State had the obligation to act diligently to avoid crimes such as those described in this report
remaining unpunished.
e. Actions of the Federal
2008.61.81.013434-2)
Public
Prosecution
Service
(Proceeding
No.
255. Without prejudice to the previous consideration on State obligations in the case of
conducts that can be characterized as crimes against humanity, the Court will now examine
the initiative of the Federal Public Prosecution Service and the response of the Federal Judiciary
to the complaint filed by a lawyer as a result of the publication of the CEMDP Report.
256. On receiving the complaint filed by the lawyer, Fábio Konder Comparato, two federal
prosecutors with civil competence forwarded it to their colleague with criminal competence.
That federal prosecutor ruled in favor of closing the investigation. Although he recognized that
“the murder of Vladimir Herzog has all the characteristics of the so-called crimes against
humanity, and can be fully characterized as such”; that the Amnesty Law was not applicable
to the case, and that the possibility of punishing the crime committed had not extinguished
owing to the amnesty, the federal prosecutor considered that the conduct had not been defined
by law at the time of the facts. In addition, he understood that substantive res judicata existed
and, also, that statutory limitations applied to the possible punishment, whether or not the
judge was competent. Furthermore, the prosecutor indicated that the American Convention
“does not establish clearly any hypothesis on imprescriptibility for the past” and that
imprescriptibility could not be established based on that source, because it represented a
factor of legal uncertainty (supra paras. 152 to 157).
257. Under the Brazilian legal system, the criminal prosecutor’s opinion had to be examined
by a judge. The federal judge who intervened admitted the reasoning of the Public Prosecution
Service, understanding that substantive res judicata existed in the case that made it
impossible to continue the investigations because the criminal action had extinguished.
However, she considered that the facts should not be considered crimes against humanity
because they had not been defined as such when they took place. Her decision also indicated
that the laws of Brazil did not allow the creation of crimes by custom, only by law. Lastly, the
said judge considered that the action was subject to the statute of limitations because “both
murder and genocide, and also torture […] are not imprescriptible crimes under the
Constitution and other provisions of the laws in force” (supra paras. 159 and 160). With regard
to the intervention of the judge who had closed the investigation in 1992, the federal judge
indicated that, by recognizing the existence of a cause for extinction of the possibility of
punishment, that decision acquired legal substance, and therefore constituted substantive res
judicata. 253
B.4. Analysis of the State’s actions
258. In order to analyze the preceding decisions and rulings, the Court will refer to the
standards established in this chapter in relation to crimes against humanity and the legal
consequences for States when these occur and, in particular, for Brazil since December 10,
Substitute Federal Judge of the First Federal Criminal and Sentencing Court. Decision No. 2008.61.81.013434-2,
January 9, 2009, p. 9 (evidence file, folio 4573).
253
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