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related principle of ne bis in idem. Res judicata and the principle of ne bis in idem
support legal certainty and entail guarantees that are of major importance to all
citizens and, specifically, to defendants. However, res judicata involves a judgment
carrying that effect: definition of a right, immutability, finality. The guarantee of ne
bis in idem is based on that assumption: the prohibition of a new trial based on the
same facts that were the subject-matter of a judgment that has the authority of a
final judgment (not open to appeal).
10.
The judgment is the outcome of the proceeding, i.e. it is the culmination of a
series of actions that are fully regulated and subject to an order providing
guarantees that defines the requirements for the proceeding and the conditions for
the validity of the key acts that make up that proceeding, and thus prove the
legitimacy of the proceeding itself as basis for the judgment. The development of the
procedural system under the drive of human rights prevails in the notion of due
process. In this regard, it exposes the substitution of the criticized expression that
“the end justifies the means” with another rule that goes quite in the opposite
direction: “the legitimacy of the means used justifies the end thus attained.”
11.
Due process is, basically, the basis of the judgment. The case here –to use
the analogy, if I may— is the same as with a building: a building with no foundations
will collapse and will have to be rebuilt on a solid foundation. It is only in this way
and through this method that the definition of rights and the imposition of duties at
the end of a dispute brought before an authority with jurisdictional powers is
legitimized. There is no due process –and, therefore, no valid determination of rights
and duties— without the right to a fair trial provided for in Article 8 of the ACHR. And
without due process, there is no real judgment, no res judicata and no room for the
principle of ne bis in idem to come into operation either.
12.
Currently, the international Law on human rights, as well as international
criminal Law, condemn sham trials the purpose or outcome of which is other than
justice and which pursue a goal that is contrary to their intended purpose: injustice,
concealed between the folds of a “pseudo” proceeding guided by prejudice and aimed
at allowing impunity or violations. Hence the fact that the decisions of international
courts on human rights do not necessarily conform to the latest domestic-law
decision analyzing the violation of a right (and authorizing or allowing the violation to
continue, along with the damage inflicted upon the victim), and that is also why
international criminal courts refuse to validate decisions made by domestic criminal
courts that are unable or unwilling to get justice done.
13.
Does this entail the decline of res judicata –a concept frequently brought into
question in the realm of criminal law—and the elimination of the ne bis in idem
principle, creating a general risk to legal certainty? The answer to this question,
which prima facie seems to be in the affirmative, is not necessarily so. And it is not
so because the ideas expressed above do not question the validity of res judicata or
the prohibition against double jeopardy, provided that both find support in the
applicable legal provisions and do not involve fraud or abuse but entail a guarantee
for a legitimate interest and the protection of a well-established right. Therefore,
there is no attack on the “sanctity” of res judicata or the finality of the first trial –
viewed, accordingly, as the only possible trial–, but against the lack of a legitimate
ruling –i.e. one legitimized through due process— carrying the effects of a final
judgment and suitable to serve as basis for ne bis in idem.