IV.
LEGAL ANALYSIS
A.
Right to a fair trial15 and freedom from ex post facto law16
1.
General considerations regarding applicable guarantees in punitive and factfinding proceedings
38.
The Commission recalls that both bodies of the Inter-American system have held that
the guarantees established in Article 8 of the American Convention are not confined to criminal
proceedings, but also apply to proceedings of another nature.17 Specifically, when punitive proceedings
are involved, both bodies of the system have asserted that the guarantees set forth in Article 8.2 of the
American Convention, by analogy, are applicable.18 In proceedings where issues of rights or interests are
settled, the “due guarantees” established in Article 8.1 of the American Convention, including the right
to sufficient justification, are applicable.19 Likewise, the European Court has provided that due process
protections must be respected and ensured in the context of administrative proceedings, which include
dismissals of a public servant.20
39.
Pursuant to the foregoing, the determination of which due guarantees apply in a
specific proceeding for the determination of rights must be based on the nature of the proceeding and
the legal interests at stake.21
2.
General considerations on guarantees applicable to justice operators including
prosecutors
2.1
The principle of judicial independence and removal of justice operators
Article 8.1 of the Convention reads: Every person has the right to a hearing, with due guarantees and within a reasonable time,
by a competent, independent, and impartial tribunal, previously established by law, in the substantiation of any accusation of a
criminal nature made against him or for the determination of his rights and obligations of a civil, labor, fiscal, or any other nature.
Article 8.2 establishes, in the relevant portions that: 2. Every person accused of a criminal offense has the right to be presumed
innocent so long as his guilt has not been proven according to law. During the proceedings, every person is entitled, with full
equality, to the following minimum guarantees: b) prior notification in detail to the accused of the charges against him; c) adequate
time and means for the preparation of his defense.
16 Article 9 of the American Convention establishes that no one shall be convicted of any act or omission that did not constitute a
criminal offense, under the applicable law, at the time it was committed. A heavier penalty shall not be imposed than the one that
was applicable at the time the criminal offense was committed. If subsequent to the commission of the offense the law provides
for the imposition of a lighter punishment, the guilty person shall benefit therefrom.
17 IACHR, Report No. 65/11, Case 12.600, Merits, Hugo Quintana Coello et al “Judges of the Supreme Court of Justice,” Ecuador,
March 31, 2011, par. 102; IA Court of HR. Case of Baena Ricardo et al v. Panama. Merits, Reparations and Costs. Judgment of
February 2, 2001. Series C No. 72, pars. 126-127; Case of the Constitutional Court v. Peru. Merits, Reparations and Costs. Judgment
of January 31, 2001. Series C No. 71, pars. 69-70; and Case of López Mendoza v. Venezuela. Merits, Reparations and Costs. Judgment
of September 1, 2011 Series C No. 233, par. 111.
18 IACHR, Report No. 65/11, Case 12.600, Merits, Hugo Quintana Coello et al “Judges of the Supreme Court of Justice,” Ecuador,
March 31, 2011, par. 102; IA Court of HR. Case of Baena Ricardo et al v. Panama. Merits, Reparations and Costs. Judgment of
February 2, 2001. Series C No. 72, pars. 126-127; Case of the Constitutional Court v. Peru. Merits, Reparations and Costs. Judgment
of January 31, 2001. Series C No. 71, pars. 69-70; and Case of López Mendoza v. Venezuela. Merits, Reparations and Costs. Judgment
of September 1, 2011 Series C No. 233, par. 111
19 IA Court of HR. Case of Barbani Duarte et al v. Uruguay. Merits, Reparations and Costs. Judgment of October 13, 2011. Series C
No. 234, par. 118; and Case of Claude Reyes et al v. Chile. Merits, Reparations and Costs. Judgment of September 19, 2006. Series C
No. 151, par. 118.
15
ECHR, Cudak v. Luthania. Application No. 15869/025. Judgment of March 23, 2010, para.42.
IA Court of HR. Case of Barbani Duarte et al v. Uruguay. Merits Reparations and Costs. Judgment of October 13, 2011. Series C
No. 234, pars. 118-119.
20
21
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