proportionality test, but conformed to a legalistic analysis of the situation. Thus, the
representatives alleged that article 2(1) of the Guatemalan Notarial Code was neither
proportionate nor reasonable when requiring the person concerned to be a national or
obliging that person to take Guatemalan citizenship in order to be a notary, because less
harmful measures existed.
46.
The representatives argued that, even though the restriction of the exercise of the
notarial profession was established by law, it did not comply with the other elements of
the proportionality test. They pointed out that Guatemala had indicated that the objective
of this restriction was accountability and the protection of national sovereignty, and also
as a mechanism to ensure the correct use of the legal authority to attest documents. In
this regard, they argued that: (a) discrimination based on nationality was prohibited and
clearly violated international obligations; (b) sovereignty could not be argued as a
legitimate objective to run counter to the principle of equality and non-discrimination
recognized as a jus cogens norm; (c) even if it were accepted as a legitimate objective,
the measure was not necessary because, in Guatemala, notaries were not public officials
and did not represent the interests of the State; rather, they possessed a function of the
authentication of documents that involved the consent of third parties; (d) even if it were
accepted that the notary performed a public function, there were less harmful ways of
protecting the function, such as the accreditation procedures established in article 1 of the
Guatemalan Notarial Code with which Mr. Hendrix had complied; (e) the notarial function
was a technical function, and although it was a public function it was not a direct
consequence of popular sovereignty, and (f) Guatemala had an accountability system that
ensured that notarial functions were performed in keeping with the interests of the State
to safeguard legal certainty.
47.
The representatives also presented arguments on the need for rootedness in the
country, and the guarantee of legal security and certainty in order to prove that neither
do these pass the proportionality test. In addition, regarding a comparison between the
Anglo-Saxon notarial system and the Latin notarial system, they underscored that the
difference between the two systems was not the purpose of this international dispute and
that, irrespective of the system, international human rights law did not allow discrimination
based on nationality.
48.
The State alleged that the requirement of legality had been met and that the
analysis should not focus only on article 2(1) of the Notarial Code, but also on articles 4
and 146 of the Constitution. It argued that the State’s position at the domestic level was
based on the law and that the authorities acted in accordance with their legal powers and
not arbitrarily. Regarding the objective of the restriction, it pointed out that the purpose
of article 2(1) of the Notarial Code was to protect the sovereignty derived from the
attestation authority, and to reinforce legal certainty and the protection of human rights
both of which were guaranteed owing to the intervention of the notary. It asserted that,
in Guatemala, notaries were vested with attestation authority delegated by the State –
based on its sovereignty – and by law, in exercise of which they certified and authenticated
documents, acts, contracts and other legal affairs. It added that, in exercise of this
attestation authority the notary acted in the name of the State, and exercised a public
function.
49.
With regard to the suitability of the measure, it argued that this exists because
Guatemalan notaries were invested with “attestation authority” which meant that they
were able to establish an objective truth, with erga omnes effects. In addition, they
received, interpreted and gave legal form to the intention of the parties in order to adjust
this to the country’s legal requirements. As a result of this “attestation authority” the
relationship between notaries and the general public was not circumscribed to a merely
private sphere, but encompassed public elements because they exercised a public function
of general interest. It indicated that Guatemala had adopted an eclectic theory under which
notaries were responsible for a public function which they exercised as a liberal profession.
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