2.
General considerations on the guarantees applicable to judicial officers,
including prosecutors
2.1
The principle of judicial independence and the removal of judicial officers
52.
The IACHR has indicated that the principle of judicial independence is a requirement
inherent to a democratic form of government and a fundamental prerequisite for the protection of
human rights. 29 It is enshrined as one of the guarantees of due process protected by Article 8(1) of the
American Convention and, moreover, the principle gives rise to the “reinforced” 30 guarantees that states
must offer judges to ensure their independence. 31 The organs of the inter-American system have
interpreted the principle of judicial independence so as to incorporate the following guarantees:
adequate appointment process, tenure in the position, and guarantees against external pressures. 32
53.
Specifically, with respect to the guarantees for ensuring tenure, the Court has indicated
that proceedings that may culminate in the separation of a judicial officer should unfold in a manner
compatible with the principle of judicial independence. This implies that the states should ensure that
all persons who perform judicial functions have guarantees of reinforced stability, understanding this to
mean that the dismissal or removal of a judge from his or her position may proceed on two fundamental
grounds: (i) for engaging in “clearly punishable” conduct, “based on the most serious grounds of
misconduct or incompetence,” 33 or (ii) due to completing the term or satisfying the condition established
in the designation. Provisional status is not equivalent to free removal and should not mean any
alteration whatsoever of the regime of guarantees for the sound performance of the judge and safeguard
of parties who come before the courts. 34
54.
Stability of judicial officers in their positions is closely tied to the guarantee against
external and internal pressures, since if they do not have security of tenure during a given period they
would be vulnerable to pressures from different sectors, mainly from those who have the power to
decide on their removal.
55.
Accordingly, the Commission reiterates that the states must ensure that all persons who
exercise a judicial function have reinforced guarantees of stability in the understanding that except for
committing serious disciplinary breaches, stability in the position should be respected for the term or
until satisfaction of the condition established in the designation, without any distinction between career
service judges and those who perform the judicial function temporarily or provisionally. Such temporary
or provisional nature should be determined by a term or a specific condition for the exercise of the
judicial function, so as to ensure that these judges will not be removed from their positions due to the
IACHR, Case 12,816, Merits, Report No. 103/13, November 5, 2013, para. 112. Citing United Nations, Human Rights Committee,
General Comment No. 32, CCPR/C/GC/32, August 23, 2007, para. 19. See in this regard, Habeas Corpus in Emergency Situations
(Articles 27(2), 25(1) and 7(6) American Convention on Human Rights). Advisory Opinion OC-8/87, January 30, 1987. Series A No.
8, para. 30. See also, IACHR, Democracy and Human Rights in Venezuela, III. Independence and Separation of Public Powers,
December 30, 2009. para. 80.
30 I/A Court HR. Case of Reverón Trujillo v. Venezuela. Preliminary Objection, Merits, Reparations and Costs. Judgment of June 30,
2009. Series C No. 197, para. 67; IACHR, Democracy and Human Rights, December 30, 2009, para. 185; IACHR, Second Report on
the Situation of Human Rights Defenders, December 31, 2011, para. 359.
31 Thus, for example, the Inter-American Court has indicated that the obligations of the State with respect to parties subject to
proceedings before the courts give rise, in turn, to “rights for judges,” among which the Court has indicated the guarantee that
judges enjoy that they shall not be subject to discretionary removal, meaning that disciplinary proceedings involving judges must
observe the guarantees of due process and offer judges undergoing a disciplinary process an effective remedy. I/A Court HR. Case
of Apitz Barbera et al. (“First Court of Administrative Disputes”) v. Venezuela. Preliminary Objection, Merits, Reparations and Costs.
Judgment of August 5, 2008. Series C No. 182, para. 188.
32IACHR, Guarantees for the Independence of Justice Operators: Towards Strengthening Access to Justice and the Rule of Law in
the Americas, December 5, 2013, paras. 56, 109, and 184, I/A Court HR. Case of López Lone et al. v. Honduras. Preliminary Objection,
Merits, Reparations and Costs. Judgment of October 5, 2015. Series C No. 302, para. 191.
33 I/A Court HR. Case of López Lone et al. v. Honduras. Preliminary Objection, Merits, Reparations and Costs. Judgment of October
5, 2015. Series C No. 302, para. 259.
34 I/A Court HR. Case of Apitz Barbera et al. (“First Court of Administrative Disputes”) vs. Venezuela. Preliminary Objection,
Merits, Reparations and Costs. Judgment of August 5, 2008, Series C No.182, para. 43.
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