91.
The case law of the Commission and the Inter-American Court has indicated that limits on
freedom of expression must be exceptional in nature, and to be admissible, they must meet the three basic
conditions established in Article 13(2) of the Convention: (a) the limit should be defined precisely and clearly
in a law with full force and effect. The IACHR has indicated that, “vague or ambiguous legal provisions that
grant, through this channel, very broad discretionary powers to the authorities are incompatible with the
American Convention because they can support potentially arbitrary acts that are tantamount to prior
censorship or that establish disproportionate liabilities for the expression of protected speech.”63 Also, for
subsequent liability that restricts freedom of expression to be legitimate, it is not enough for it to simply be
established clearly and precisely in a law. It also must be determined b) if the objective it pursues is legitimate
and justified by the American Convention, and c) is necessary in a democratic society to accomplish its goals,
strictly proportional, and appropriate to accomplish the compelling goals it seeks.64
92.
The Commission observes that in this case, the alleged victim received a disciplinary sanction
as a consequences of his expression in the paper he submitted to the Supreme Court of Justice titled “Public
Policy Proposal for Introducing a Human Rights Focus to the Work of the Judicial Branch of the Republic of
Chile”—specifically, his proposal that the Judicial Branch recognize its responsibility in the human rights
violations that took place during the military regime and pursue a “moral repositioning.” The first ruling
imposed a sanction of “written censure,” which on appeal was changed to the sanction of “private
admonishment.”
93.
Based on this, the IACHR observes that the alleged victim was subjected to subsequent liability
for the exercise of his freedom of expression. It will therefore be determined if the restrictions met the
requirements stipulated in Article 13(2) of the American Convention.
94.
Regarding the requirement of legality, the IACHR recalls that in the previous section, it already
determined that the disciplinary grounds applied in the case of the alleged victim did not comply with the
principle of legality, for which reason the sanction in this case does not even pass the first part of the tripartite
test. This in itself is sufficient to declare that Mr. Urrutia Laubreaux’s right to freedom of expression was
violated. Without prejudice to this, the IACHR considers it appropriate to present some general considerations
regarding the other elements of the test.
95.
As regards the legitimate goal of the restriction, the IACHR highlights that according to the
rationale of the La Serena Appellate Court and the Supreme Court of Justice, the objective of the restriction was
to ensure respect for ranking superiors, or as they put it, “the principle of the chain of command that governs
the legal structure of the Judicial Branch.” The Commission considers that the goal of ensuring respect for the
“chain of command” cannot be understood within the goals that Article 13(2) of the American Convention
establishes as legitimate to justify the imposition of subsequent liability restrictions, those goals being: (i)
respect for the rights or reputation of others; or (ii) to protect national security, public order, or public health
or morals.
96.
At the same time, the IACHR observes that there is also no means-to-an-end relationship
between restricting production of an academic paper and the end sought. Thus, the requirement that the
measure be necessary in a democratic society is also not met. The Commission underscores that the academic
paper was not made public and contained a criticism of the stance taken by the Judicial Branch during the
military regime in order to introduce a human rights focus in the Judicial Branch. It also included a series of
proposals for the Judicial Branch to “morally reposition” it and prevent repetition of human rights violations.
The Commission finds that the opinions and expressions contained in the academic paper are in the public
interest, and therefore, they must be more rigorously protected, as they contribute to the public debate on how
the Judicial Branch can respond to allegations of grave human rights violations.65
63 IACHR, 2009 Report of the Office of the Special Rapporteur for Freedom of Expression, OEA/Ser.L/V/II.Doc. 51, December 30,
2009, chap. III, para. 71.
64 IACHR, Report No. 103/13, Case 12,816, Merits Report, Adán Guillermo López Lone et al., Honduras, para. 207.
65 Office of the Special Rapporteur for Freedom of Expression, IACHR, Inter-American Framework on the Right to Freedom of
Expression, OEA/Ser.L/V/II CIDH/RELE/INF.2/09, December 30, 2009, para. 35.
16