66
238. In the 1999 Report on the Situation of Human Rights in Colombia, for example, the
Commission addressed the use of anonymous witnesses and explained that:
The defendant is also prevented from carrying out any effective examination of the witnesses
against him. The right to examination is largely important, because it provides the defendant with
the opportunity to question the witness’s credibility and knowledge of the facts. The defendant
cannot adequately examine a witness if he does not possess any information regarding the
witness’s background or motivations and does not know how the witness obtained information
about the facts in question. The "faceless" justice system thus also leads to the violation of Article
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8(2)(f) of the American Convention, guaranteeing the right of the defense to examine witnesses.
239. Other international human rights bodies have denounced the use of anonymous witnesses as
antithetical to the right of defense that underlies all due process. Thus, the Human Rights Committee held that a
justice system that allows the use of anonymous witnesses does not comply with Article 14 of the International
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Covenant on Civil and Political Rights.
240. Nevertheless, there are circumstances in which the investigation and prosecution of certain types
of crime, including crimes of terrorism, can expose those who cooperate with the administration of justice to serious
threats against their lives and physical integrity. Clearly, States also have the obligation to prevent violence against
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those who cooperate with the administration of justice, and to protect their rights to life and physical integrity.
In
such cases, international case law has accepted that certain exceptional measures can be taken to protect
witnesses from the real dangers that their cooperation in criminal cases may expose them to, provided those
exceptional measures do not infringe upon the essential guarantees of due process, a matter that must be
determined on a case-by-case basis. As the Commission wrote, “this may in turn require that certain exceptional
measures be taken to protect the life, physical integrity and independence of judges on a case by case basis,
always providing, however, that the nature or implementation of such measures does not compromise a defendant’s
non-derogable fair trial guarantees, including the right to a defense and the right to be tried by a competent,
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independent and impartial tribunal.”
And as the Commission elaborated in its Report on Terrorism and Human
Rights,
The right of a defendant to examine or have examined witnesses presented against him or her
could also be, in principle, the subject of restrictions in some limited instances. It must be
recognized in this respect that efforts to investigate and prosecute crimes, including those relating
to terrorism, may in certain instances render witnesses vulnerable to threats to their lives or
integrity and thereby raise difficult issues concerning the extent to which those witnesses can be
safely identified during the criminal process. [See IACHR, Report Colombia (1999), Chapter V,
paragraphs 67-69]. (…) Subject to these caveats, procedures might in principle be devised
whereby witnesses’ anonymity may be protected without compromising a defendant’s fair trial
rights. Factors to be taken into account in evaluating the permissibility of such procedures include
the sufficiency of the grounds for maintaining a particular witness’s anonymity and the extent to
which the defense is nevertheless able to challenge the evidence of the witness(es) and attempt to
cast doubt of the reliability of their statements, for example through questioning by defense
counsel. Other pertinent considerations include whether the court itself is apprised of the witness’s
identity and is able to evaluate the reliability of the witness’s evidence, and the significance of the
evidence in the case against the defendant, in particular whether a conviction may be based solely
or to a decisive extent on that evidence. [See, for example, European Court of Human Rights,
Doorson v. the Netherlands, March 26, 1996, R.J.D. 1996-11, No. 6, paragraphs 70-76. (…) The
Statutes and the Rules of Procedure of the International Criminal Tribunals for the Former
Yugoslavia and for Rwanda constitute examples of contemporary efforts to fairly adjudicate serious
crimes in circumstances where participants may be particularly vulnerable to threats, and include
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IACHR, Third Report on the situation of human rights in Colombia, OEA/Ser.L/V/II.102 Doc. 9 rev. 1, February 26,
1999, Chapter V, paragraph 123.
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UN, Human Rights Committee – Consideration of reports submitted by states parties under Article 40 of the Covenant –
Concluding observations by the Human Rights Committee – Colombia. UN CCPR/C/79/Add.76, April 9, 1997, paragraph 21.
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American Convention on Human Rights, Article 1(1); IACHR, Third on the situation of human rights in Colombia,
OEA/Ser.L/V/II.102 Doc. 9 rev. 1, February 26, 1999, Chapter V, paragraphs 67-70.
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IACHR, Report on Terrorism and Human Rights, OEA/SER.L/V/II.116, Doc. 5 rev. 1, corr., October 22, 2002,
paragraph 233.