46
70.
In the present case, the imposition of the death penalty by the Criminal, Drug
Trafficking, and Environmental Crimes Trial Court was based on the application of
Article 132 of the Criminal Code of Guatemala, which classifies and punishes murder.
The sentence was issued after an oral and public debate, following the indictment
made against Mr. Fermín Ramírez for the crime of aggravated rape, stipulated in
Article 175 of the Criminal Code and punished with imprisonment of up to 50 years.
This accusation was the basis for the start of the oral and public trial before the
Criminal, Drug Trafficking, and Environmental Crimes Trial Court. During the first
day of the debate, the Court warned the parties of the possibility to change the legal
classification of the crime, but it did not specify toward what crime the change could
be oriented, which is not in any way irrelevant for the exercise of the defense and
the judicial decision regarding the applicable punishment. In the judgment of March
6, 1998, the Criminal Trial Court, invoking Article 388 of the Code of Criminal
Procedures, decided that “from the analysis of the evidence produced in the debate
[…] the Court considers that the illicit act charged on the defendant falls into the
figure contemplated in Article 132 of the Criminal Code, [… r]eason for which, by rule
of law the legal classification presented in the indictment and the order for trial to
commence must be changed from aggravated rape to the crime of murder.”
Therefore, it convicted Mr. Fermín Ramírez to the death penalty (supra paras. 54(5)
through 54(18)).
71.
When evacuating evidence during the oral trial it is possible to prove the
existence of new facts or circumstances not included in the indictment. In said
hypothesis, the Office of the Public Prosecutor may present an “Alternative
indictment” or the “Extension of the indictment”, previously mentioned (supra para.
54(10) and 54(11)), in order to seek the modification of the object of the process.
72.
In the case to which this judgment refers certain mistakes and omissions
occurred. After the indictment made by the Office of the Public Prosecutor classified
the defendant’s act as an aggravated rape, the accusing body ordered the court to
change this legal classification and convict the defendant to the death penalty, but it
did not exercise the power to present an “Alternative indictment” or an “Extension of
the indictment”, pursuant to Articles 333 and 373 of the Guatemalan Code of
Criminal Procedures, respectively (supra paras. 54(10), 54(11) and 71), instead it
limited its action to requesting, in its closing arguments, at the end of the debate,
that the defendant be convicted for the crime of murder and that the death penalty
be imposed upon him. On its part, the president of the Trial Court did not rule that it
wanted to “receive a new statement” from Mr. Fermín Ramírez, nor did it inform the
parties that they had the “right to request the suspension of the debate to offer new
evidence or to prepare their intervention,” which must have been done ex officio
pursuant to the terms of Articles 373 and 374 of the Code of Criminal Procedures
(supra paras. 54(11) and 54(12)). In any case, the criminal court must have carried
out the process in accordance with the guarantees established in the internal
legislation and the Convention.
73.
The Trial Court based its actions on Article 374 of the Code of Criminal
Procedures, which establishes a “warning ex officio” regarding a “possible
modification of the legal classification.” However, the president of the Court limited
his actions to warning the parties that “at the right moment” a legal classification
different to the one included in the indictment and in the order for trial to commence
could be given, but it did not specify which would be the new legal classification, and
much less did it refer to the possibility that the change in the classification could
actually originate from a modification in the factual basis of the process and, when
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