3
5.
On December 15, 2006, the State3 submitted its brief containing the answer to the
application and comments on the brief on pleadings and motions (hereinafter the “answer to the
application”), in which it alleged that it is not responsible for the alleged violations and that the
State cannot be held internationally responsible for acts committed “by state agents in selfdefence”. The State alleged that these persons’ deaths occurred in a confrontation with members
of the government force during the said operation, which was carried out as a legal and necessary
measure within the framework of a state of emergency duly declared and in a period of high
delinquency and conformation of terrorist groups. Furthermore, the State pointed out that there
has been a police and military investigation in this regard, although it stated that no criminal
proceeding has been undertaken, and therefore the State shall not be held responsible for the
alleged violation of the judicial guarantees and judicial protection. However, at the beginning of the
public hearing held in the instant case, as well as in its final arguments, the State partially
acknowledged its responsibility in the terms hereinafter put forward (infra paras. 8 to 31).
II
JURISDICTION
6.
The Court has jurisdiction to hear the instant case pursuant to Articles 62(3) and 63(1) of
the American Convention, since Ecuador has been a State Party to the Convention since December
28, 1977, and recognized the contentious jurisdiction of the Court on July 24, 1984.
III
PROCEEDINGS BEFORE THE COURT
7.
On August 18, 2006, the Registry of the Court (hereinafter “the Registry”), after a
preliminary review of the application by the President of the Court (hereinafter “the President”) and
pursuant to Article 35(1) of the Rules of Procedure, served notice of said application to the State4
and to the representatives. During the proceedings before the Court, the President ordered5 the
submission of the sworn declaration (affidavit) of an expert witness proposed by the
representatives, regarding which the parties were given the opportunity to present their
comments. Furthermore, in view of the specific circumstances of this case, the President
summoned the Inter-American Commission, the representatives, and the State to a public hearing
to receive their final oral arguments on the merits and possible reparations and costs in the instant
case, as well as the testimonies of three family members of the alleged victims. The said public
hearing was held on May 15, 2007, during the Court’s XXX Special Period of Sessions, in
Guatemala City, Guatemala, at the seat of the Constitutional Court of that country6. In accordance
with the President’s instructions and pursuant to Article 45(2) of the Rules of Procedure, the
On October 12, 2006, the State had appointed Mr. Juan Leoro Almeida, Ambassador of Ecuador in Costa Rica, as
Agent and Mr. Erick Roberts and Mr. Salim Zaidán as Deputy Agents. Subsequently, following a request for clarification
made by the Secretary, the State appointed the last two persons as Agent and Deputy Agent, respectively.
3
When the application was notified to the State, the Court informed it of the terms to submit an answer to the
application and to appoint its representatives in the proceedings. At the same time, the State was also informed of the
possibility to appoint an ad hoc Judge to participate in the consideration of the case. On October 12, 2006, the State
appointed an ad hoc Judge. However, in the same way it has been decided in other cases, the Court decided to reject the
appointment proposed by the State in the present case because the said appointment was done after the expiration of the
term granted to the State.
4
5
Order of the President of the Court of May 15, 2007.
The following persons appeared before the Court: a) for the Inter-American Commission: Evelio Fernández,
Commissioner, as Delegate; and Mr. Mario López and Ms. Lilly Ching, as legal advisors; b) for the representatives: César
Duque, CEDHU’s lawyer; and c) for the State: José Xavier Garaicoa Ortiz, General Attorney of the State, as Agent; Alberto
Salim Zaidán, as Deputy Agent, and Gabriela Galeas, as legal advisor.
6