obligation of impartiality, they argued that “the Organic Code established that judges may
lose their jurisdiction to hear specific cases due to declared legal impediment or recusal. One
of the grounds for legal impediment is the prior expression of their opinion or decision on the
pending matter, with sufficient knowledge of the case to pronounce judgment.” Consequently,
“the Plenum of the Supreme Court should have made this declaration, ex officio, and called
on substitute judges who were not disqualified to decide the appeal.” In addition, they argued
that the State had violated the defendant’s right to the presumption of innocence, the right of
the accused to be assisted by legal counsel of his own choosing, the right to adequate time
and means for the preparation of his defense, and had failed to comply with the obligation to
provide the reasons for the decision. Lastly, they indicated that the State had violated Article
2 of the Convention because the disciplinary proceedings were not held before a competent,
independent and impartial court, did not respect the presumption of innocence, and did not
provide the defendant with legal counsel or grant him sufficient time to prepare his defense.
99. The State argued, with regard to the obligation to provide the reasons for the decision
that “both the Appellate Court of La Serena and the Supreme Court, as its hierarchical
superior, provided sufficient grounds for the decisions they adopted in the disciplinary
proceedings held in the case of Judge Daniel Urrutia.” Regarding the alleged lack of impartiality
of the Supreme Court, the State indicated that “the mere fact that the Supreme Court sent
the paper in question to the Appellate Court of La Serena ‘for its consideration and pertinent
purposes,’ did not constitute per se evidence that allowed the presumption of impartially of
the domestic courts involved in this case to be negated.” With regard to the lack of an
appropriate and effective remedy, Chile argued that “considering the pyramidal structure of
the Judiciary, it is not possible to argue that, in this case, [Mr.] Daniel Urrutia did not have a
remedy, because the petitioner himself filed an appeal contesting the judgment of the
Appellate Court of La Serena” and “[t]he effectiveness of the appeal in question is determined
by its result. Thus, the Supreme Court, having taken note of this, decided to reduce the
sanction that had been imposed to that of a private reprimand, which is the lightest sanction
of those established by article 537.” Lastly, the State argued that the representatives had not
provided the reasons why they considered that the disciplinary proceedings established in the
Organic Code of the Courts violated the presumption of innocence, which “is a meta-principle
that, recognized by the Chilean ‘constitutional bloc,’ has an impact on all domestic legislation.
Evidently, this includes the rules of the OCC for the Judiciary’s disciplinary proceedings.”
B.
Considerations of the Court
100. Article 8 of the Convention establishes the guidelines for due process of law, which is
composed of a series of requirements that must be met by the procedural instances to ensure
that the individual is able to defend his rights adequately vis-à-vis any type of act of the State
that could affect them.89
101. According to Article 8(1) of the Convention, when determining rights and obligations of a
civil, labor, fiscal, or any other nature, it is necessary to observe “due guarantees” that ensure
the right to due process during the corresponding proceedings. Failure to comply with one of these
guarantees entails a violation of this provision of the Convention.90
Cf. Judicial Guarantees in States of Emergency (Arts. 27.2, 25 and 8 American Convention on Human Rights),
Advisory Opinion OC-9/87, October 6, 1987. Series A No. 9, para. 27, and Case of Colindres Schonenberg v. El
Salvador. Merits, reparations and costs, supra, para. 63.
89
Cf. Case of Claude Reyes et al. v. Chile. Merits, reparations and costs. Judgment of September 19, 2006.
Series C No. 151, para. 119, and Case of Petro Urrego v. Colombia. Preliminary objections, merits, reparations and
costs, supra, para. 119.
90
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