in idem contains a procedural guarantee (no one shall be tried) and also a substantive guarantee
of criminal law (also called “the merits”), which is expressed with the addition of “or punished.”
91.
Without detriment to the above, if we were to understand the Convention to contain only
the procedural guarantee and not the substantive guarantee –as would follow from a literal
interpretation– then it would allow States to impose multiple penalties for the same fact, which is
not permitted by any criminal law in effect in any of the States Parties or, according to the ICCPR,
in the Universal Human Rights System. It is worth mentioning that Peru signed the ICCPR on
August 11, 1977, and ratified it on April 28, 1978.91
92.
Article 8(4) of the Convention is part of the section “Right to a Fair Trial,” meaning that it
clearly refers to a procedural guarantee. Criminal procedural law (also known as “criminal
procedure”) is different from criminal law (also called “substantive criminal law”) due to the
different nature of their sanctions: the violation of criminal procedure would result in an
annulment, while the violation of criminal law would entail a penalty. Therefore, its provisions
must contribute to substantive criminal law. 92 “Criminal law solely determines the penalty
applicable in each case and its requirements; criminal procedure defines the human activities that
must be carried out to impose that penalty”; therefore, “criminal procedure is inconceivable
without criminal law.”93
93.
Based on the foregoing, the “judicial” guarantee that prohibits ne bis in idem, due to its
procedural nature, should be understood as a means to materialize substantive criminal law.
Consequently, as limited as the text may be, it cannot be interpreted in a sense contrary to all
criminal laws of the States Parties and the dominant global doctrine and case law or as opposed
to the main instrument of the Universal Human Rights System and the rational understanding of
law, whereby only one penalty may be imposed for one crime, while two or more penalties may
be imposed for two or more crimes. Since any other understanding is inadmissible, the definitive
conclusion is that regardless of the interpretation given to Article 8(4) of the Convention, even
admitting ad demostrationem that it omits the substantive criminal law aspect of that guarantee,
it can never be interpreted that the Convention disregards the prohibition of ne bis in idem.
94.
Otherwise, it would allow for a person to be punished for a crime and, having already
served the punishment, be tried and punished again for the same crime, which would result in an
unending chain of convictions interrupted only by the statute of limitations. A procedural provision,
as limited as it may be, can never permit a solution contrary to substantive criminal law, simply
because the goal of criminal procedure is to implement substantive criminal law, not to distort it
in any way by permitting abnormal solutions, including to the key principle of ne bis in idem.
Therefore, the only interpretation of Article 8(4) of the Convention that prevents this consequence
is that the principle of substantive criminal law that prohibits the imposition of multiple
punishments for the same offense is implicit in that instrument.
of ne bis in idem. In General Comment No. 13 of 1984, the Committee noted that “in examining State reports, different
views have often been expressed as to the scope of paragraph 7 of Article 14. Some States parties have even felt the
need to make reservations in relation to procedures for the resumption of criminal cases. It seems to the Committee that
most States parties make a clear distinction between a resumption of a trial justified by exceptional circumstances and a
re-trial prohibited pursuant to the principle of ne bis in idem as contained in paragraph 7.” Thus, the Committee considered
that “[t]his understanding of the meaning of ne bis in idem may encourage States parties to reconsider their reservations
to Article 14, paragraph 7.” In General Comment No. 32 of 2007, the Committee set forth that paragraph 7 of Article 14
of the Covenant “embodies the principle of ne bis in idem. This provision prohibits bringing a person, once convicted or
acquitted of a certain offence, either before the same court again or before another tribunal again for the same offence;
thus, for instance, someone acquitted by a civilian court cannot be tried again for the same offence by a military or special
tribunal.” The Committee considers that “Article 14, paragraph 7 does not prohibit retrial of a person convicted in absentia
who requests it, but applies to the second conviction.”
91
This information is available on the United Nations website, at the following link:
https://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-4&chapter=4&lang=en#EndDec
92
Cf. Claus Roxin, Derecho Procesal Penal (Ediciones del Puerto, Buenos Aires, 2000), p. 1.
93
Cf. Ernst Beling, Derecho Procesal Penal (Labor, Barcelona, 1945), p. 6.
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