National Congress to impeach the members of the Constitutional Tribunal,145 and the
Court’s conclusion of the “abuse of power” that occurred in this case, 146 I consider that it
was essential to analyze the violation of the principle of legality with regard to the
impeachment proceedings and to conclude that Article 9 of the Pact of San José had been
violated; hence, my dissent from the seventh operative paragraph of the Judgment.147 I will
now explain my position in greater depth.
B) The punitive nature of a decision in order to be able to apply Article 9 of the American
Convention in a specific case
1. Case law of the Inter-American Court
112. According to the case law of the Inter-American Court, the principle of legality
established in Article 9 of the American Convention is applicable, in principle, to criminal
matters. However, the ICourtHR itself has also considered it applicable to matters relating
to administrative sanctions.
113. Thus, in the case of Baena Ricardo v. Panama,148 the Inter-American Court
considered:
106.
With regard to the foregoing, it is desirable to analyze whether Article 9 of the Convention is
applicable to the matters of administrative sanction, in addition, evidently, to being applicable to
criminal matters. The terms used in this article seem to refer exclusively to the latter. However, it is
necessary to take into account that administrative sanctions, as well as criminal sanctions, constitute
an expression of the State’s punitive power and that, on occasions, the nature of the former is similar
to that of the latter. They both entail impairment, deprivation or alteration of the rights of the
individual, as a consequence of unlawful conduct. Therefore, in a democratic system it is necessary to
take extreme care to ensure that the said measures are adopted with strict respect for the basic rights
of the individual, and subject to a careful verification of the existence of the unlawful conduct. In
addition, and to ensure legal certainty, it is essential that the punitive norm, whether criminal or
administrative, exists and is known or can be known, before the act or omission occurs that violates it
and for which punishment is intended. The definition of an act as being unlawful, and the
determination of its legal effects must precede the conduct of the individual who is considered to be an
offender. Otherwise, the individual would be unable to adjust his or her behavior in accordance with a
valid and certain legal system that expresses the reproach of society and its consequences. These are
the grounds for the principles of legality and the non-retroactivity of an unfavorable punitive norm.149
(Underlining added)
114.
Furthermore, the ICourtHR has stated that the principle of legality constitutes one
of the central elements of criminal prosecution in a democratic society by establishing that
“no one may be sentenced for acts or omissions that, at the time they were committed,
145
According to Article 130(9) of the 1998 Ecuadorian Constitution; Cf. paras. 67 and 201 of the Judgment.
146
Cf. para. 219 of the Judgment.
147
To the contrary, in the case of the Supreme Court of Justice (Quintana Coello et al.) v. Ecuador, the
National Congress did not have competence to terminate the justices of the Supreme Court, while it did have
competence to conduct impeachment proceedings against the members of the Constitutional Tribunal. This absence
of punitive competence, in principle, made it unnecessary for the Court to declare the existence of an implicit
sanction and an abuse of power in the case of the Supreme Court of Justice (Quintana Coello et al.) v. Ecuador.
Consequently, in that case, my opinion was concurring and not dissenting; Cf. my Concurring Opinion in the Case
of the Supreme Court of Justice (Quintana Coello et al.) v. Ecuador. Preliminary objection, merits, reparations and
costs. Judgment of August 23, 2013. Series C No. 266, especially para. 89.
148
Case of Baena Ricardo et al. v. Panama. Merits, reparations and costs. Judgment of February 2, 2001.
Series C, No. 72, para. 106.
149
Cf., inter alia, Eur. Court H.R. Ezelin judgement of 26 April 1991, Series A no. 202, para. 45; and Eur.
Court H.R. Müller and Others judgement of 24 May 1988, Series A no. 133, para. 29.
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