account the inherent particularities of their indigenous identity in their relationship to the land, prior
to the ratification of the said Convention, it assumed an international commitment to guarantee the
right to consultation upon ratifying ILO Convention 169 in April 1998. Nevertheless, even after the
collective rights of the indigenous and Afro-Ecuadorian Peoples had been constitutionally recognized
on the entry into force of Ecuador’s 1998 Constitution, the CGC initiated seismic survey activities in
July 2002.225 That was when the State, through the Ministry of Energy and Mines, approved the
updated Environmental Impact Plan submitted by CGC and prepared by a subcontractor of the
latter, which had been approved initially in August 1997. According to the State, the plan was
approved based on the Substitute Environmental Regulations for Hydrocarbon Operations. It has not
been contested that the company opened seismic lines, established heliports, destroyed caves, and
water sources and subterranean rivers that provided the community’s drinking water; cut trees and
plants of environmental, cultural and nutritional value to the Sarayaku, and placed powerful
explosives on the surface and in the subsoil of the territory (supra para. 105).
173. In addition, it has not been contested that another national norm had been in force since
1998, which established consultation mechanisms under the responsibility of the State (the 1998
National Human Rights Plan226 and the 2000 Investment Promotion and Public Participation Act227).
It was not until after the company’s Environmental Impact Plan had been approved, and the
reactivation of prospecting activities ordered that, in December 2002, the Regulations for
Consultation on Hydrocarbon Activities were approved,228 the first article of which established:
A standard procedure for the hydrocarbon sector for the application of the constitutional right of
consultation of the indigenous peoples, who define themselves as nationalities and Afro-Ecuadorians
regarding prevention, mitigation, control and rehabilitation related to the negative socio-environmental
impacts and also the promotion of positive socio-environmental impacts resulting from the hydrocarbon
operations on their lands, and the participation of the said Peoples and communities in the processes
related to the consultations, the preparation of the environmental impact assessments, the environmental
management plans, including the plans to promote community relations.229
225
Article 84 of the Constitution of Ecuador (Chapter 5: Collective rights, Section One: Indigenous, Black or AfroEcuadorian Peoples) stipulates that: The State must recognize and guarantee to the indigenous peoples, in accordance with
this Constitution and the law, respect for public order and human rights, the following collective rights: […] (2) To conserve
the perpetual ownership of the communal lands, which shall be inalienable, indivisible and not subject to embargo, unless
declared of public utility by the State. These lands shall be exempt from the payment of property tax. (3) To maintain the
ancestral possession of communal lands and to be granted them, without cost, in accordance with the law. (4) To participate
in the use, enjoyment, administration and conservation of the renewable natural resources to be found on their lands. […] (6)
To conserve and promote their practices for the management of biodiversity and their natural environment. (8) To not be
displaced, as Peoples, from their lands. (9) To the collective intellectual property of their ancestral knowledge, to its
assessment, use and development in accordance with the law. (10) To maintain, develop and administer their cultural and
historical heritage.
226
Cf. National Human Rights Plan of Ecuador of June 18, 1998 (evidence file, tome 9, folio 5312). Article 8 establishes
as a general objective: “4. To ensure that indigenous peoples are consulted before permitting projects for the exploration and
exploitation of renewable and non-renewable resources located on their ancestral lands and territories and to analyze the
possibility of indigenous peoples participating equitably in the benefits arising from the exploitation of those resources, as well
as their right to be compensated for the damage caused.”
227
Published in the supplement to Official Record No. 144 of August 18, 2000.
228
Cf. Executive Decree No. 3401 of December 2, 2002, Official Record No.728 of December 19, 2002 “Regulations for
Consultation on Hydrocarbon Activities.” This refers to the times at which the consultation must be carried out; the purpose of
the preliminary pre-bid consultation with indigenous peoples, who identify themselves as nationalities and Afro-Ecuadorians;
the purpose of the consultation prior to execution of indigenous peoples who identify themselves as nationalities and AfroEcuadorians; the purposes of the consultation; the decisions and agreements in the consultation with indigenous peoples,
who identify themselves as nationalities and Afro-Ecuadorians; the compensation owing to the social and environmental harm
caused by the hydrocarbon activities; the formalization of decisions and agreements with regard to the consultation on
execution with indigenous peoples, who identify themselves as nationalities and Afro-Ecuadorians, and the phases of the
implementation of hydrocarbon activities in which consultation is required prior to execution (evidence file, tome 8, folios
4130 and ff.)
229
In addition, article 7 of Executive Decree No. 3401 requires that: “both the consultation with the peoples who
identify themselves as indigenous nationalities and Afro-Ecuadorians, and the public consultation shall be carried out: (a)
prior to the call for bids issued by the agencies in charge of the hydrocarbon bidding processes, which shall be known as prebid consultation, and, (b) prior to the approval of the environmental impact assessment for the implementation of
hydrocarbon activities, in accordance with Article 42 of this Regulation, which shall be known as the pre-implementation
consultation.” In addition, article 8 establishes that: “[t]he purpose of the pre-bid consultation of indigenous peoples, who
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