176. Given that ILO Convention 169 is applicable with regard to the subsequent impacts and
decisions resulting from oil projects, even when the latter had been contracted prior to its entry into
force,234 it is evident that, at least since May 1999,235 the State had the obligation to guarantee the
right to prior consultation of the Sarayaku People, in relation to their right to communal property
and cultural identity, in order to ensure that the implementation of the said concession would not
harm their ancestral territory, or their subsistence and survival as an indigenous people.
B.5 Application of the right to consultation of the Sarayaku People in this case
177. The Court has established that in order to ensure the effective participation of the members
of an indigenous community or people in development or investment plans within their territory, the
State has the obligation to consult the said community in an active and informed manner, in
accordance with its customs and traditions, within the framework of continuing communication
between the parties. Furthermore, the consultations must be undertaken in good faith, using
culturally-appropriate procedures and must be aimed at reaching an agreement. In addition, the
people or community must be consulted in accordance with their own traditions, during the early
stages of the development or investment plan, and not only when it is necessary to obtain the
community’s approval, if appropriate. The State must also ensure that the members of the people or
the community are aware of the potential benefits and risks so they can decide whether to accept
the proposed development or investment plan. Finally, the consultation must take into account the
traditional decision-making practices of the people or community.236 Failure to comply with this
obligation, or engaging in consultations without observing their essential characteristics, entails the
State’s international responsibility.
178. Thus, it is necessary to determine the manner and sense in which the State had an obligation
to guarantee the Sarayaku People’s right to consultation and whether the actions of the
concessionaire company, which the State described as forms of “socialization” or attempts to reach
an “understanding,” satisfy the minimum standards and essential requirements of a valid
consultation process with indigenous communities and peoples in relation to their rights to
communal property and cultural identity. To this end, the Court must analyze the facts,
recapitulating some of the essential elements of the right to consultation, taking into account interAmerican case law and norms, State practice, and the evolution of international law. This analysis
will be made as follows: (a) the prior nature of the consultation; (b) good faith and the aim of
reaching an agreement; (c) appropriate and accessible consultation; (d) the environmental impact
assessment, and (e) informed consultation.
234
In the context of Ecuadorian oil operations, the ILO Committee of Experts affirmed that, although the provisions of
the Convention cannot be applied retroactively, “the Convention is applicable in the current circumstances [in Ecuador] with
regard to the activities that are being carried out since May 15, 1999.” According to the Committee, “the obligation to consult
the people concerned does not only apply to the concluding of agreements but also arises on a general level in connection
with the application of the provisions of the Convention.” Accordingly, the Committee requested that, as of that date, Ecuador
“apply fully” the Convention, recommending that it “establish prior consultation in the cases of exploration and exploitation of
hydrocarbons that could affect indigenous and tribal communities and to ensure the participation of the peoples concerned in
the various stages of the process, as well as in environmental impact studies and environmental management plans” (ILO,
“Representation alleging non-observance by Ecuador of the Convention (No. 169) […], para. 28, evidence file, tome 10, folios
6013 and 6014, 6019, paras. 28, 30 and 45(a)).
235
Nevertheless, under the provisions of Article 18 of the Vienna Convention on the Law of Treaties, Ecuador was
obliged to act in good faith in accordance with the object and purpose of the Convention. Article 18 of the Convention
establishes: “Obligation not to defeat the object and purpose of a treaty prior to its entry into force. A State is obliged to
refrain from acts which would defeat the object and purpose of a treaty when: (a) it has signed the treaty or has exchanged
instruments constituting the treaty subject to ratification, acceptance or approval, until it shall have made its intention clear
not to become a party to the treaty; or (b) it has expressed its consent to be bound by the treaty, pending the entry into
force of the treaty and provided that such entry into force is not unduly delayed.”
236
Cf. Case of the Saramaka People v. Suriname, Preliminary objections, merits, reparations and costs, para 134.
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