developed the obligation to substantiate the CNM's decisions in regard to ratification. 107 According
to the State, during the evaluation and ratification processes of the alleged victims, there did exist
a legal framework that determined the criteria to be evaluated, which corresponded to a
ratification process and not to a disciplinary process that had to establish the progressive nature
of offenses or other issue of a disciplinary nature. The decision made by the Plenary of the CNM
regarding the ratification of the magistrate was not a simple discretionary statement, since said
decisions were issued on the basis of previously established criteria and reports issued by the
Permanent Commission for Evaluation and Ratification of CNM Judges and Prosecutors. The State
indicated that the use of criteria that include “indeterminate legal concepts” grants a margin of
appreciation to an authority, be it judicial, or as in the specific administrative case (CNM) to
determine the content and extension of the concept applicable to a particular or specific situation.
A.2. Regarding the right to know in advance and in detail the accusation
made and to have adequate time and means to prepare a defense
114. The Commission considered that, in the evaluation and ratification procedure, the CNM
did not present charges or accusations against the alleged victims, nor were they informed about
complaints or accusations against them that would allow them to present evidence or defense in
regard to them. The regulatory framework did not foresee the presentation of charges or an
accusation, and the interview that was carried out, which was attended by some of the alleged
victims, could not be understood as an adequate defense mechanism in the aforementioned
circumstances of not knowing the specific reasons by which their non-ratification could be ordered.
It added, in relation to the principle of legality, that the criteria established by law for the
evaluation process, in the abstract, fail to correct the absence of an individual notification with a
real possibility of defense. By virtue of this, the Commission considered that the State violated
Articles 8(2)(b) and 8(2)(c) of the American Convention, in relation to Articles 1(1) and 2 of the
same instrument to the detriment of the alleged victims.
115. Regarding Jorge Luis Cuya Lavy, the representatives argued that the Process of
Evaluation and Ratification of Judges of the Judiciary and Prosecutors of the Public Prosecution
Service did not foresee the presentation of charges or a precise accusation for pre-established
acts as disciplinary offenses, which would allow the magistrates to know the reasons that could
subsequently substantiate the National Council of the Judiciary’s decision to ratify them or not,
and, where appropriate, defend themselves. Mr. Cuya Lavy was never informed of the existence
of charges or other types of accusations against him for which he would be evaluated and against
which he needed to defend himself. Nor did he have the time necessary to offer the evidence in
his favor that he deemed appropriate. The non-ratification decision did not provide any
substantiation as to the reasons for such a decision. Consequently, they concluded that the State
violated Articles 8(2)(b) and 8(2)(c) of the American Convention, in relation to Article 1(1) of the
same instrument, to the detriment of Jorge Luis Cuya Lavy.
The State argued that with the enactment of the Constitutional Procedural Code - Law No. 28237, published in
the Official Gazette ‘El Peruano’ on May 31, 2004, and which entered into force six months after its publication, it follows
contrario sensu that the constitutional processes regarding final resolutions of the CNM, when these are unsubstantiated
and/or when they have been issued without hearing the interested party; thus establishing the requirement to
substantiate said resolutions. The CNM established the mandatory substantiation of the Resolutions issued within the
framework of the evaluation and ratification processes, with the issuance of the Regulation approved by means of CNM
Resolution No. 1019-2005-CNM146, of July 1, 2005. Similarly, through CNM Resolution No. 039-2006-PCNM, of July 13,
2006, article 32 of CNM Resolution No. 1019-2005-CNM was modified, in the sense that the decision of ratification or
non-ratification is the result of a substantiated decision. According to the State all future regulations issued by the CNM
established the obligation to substantiate decisions. The case law criterion of the Constitutional Court through the
binding precedent contained in the Resolution of August 12, 2005, File No. 3361-2004-AA/TC, indicated the obligatory
nature of the substantiation of resolutions issued by the CNM, establishing that said criterion would be effective for
events occurring after the aforementioned precedent. Subsequently, the Constitutional Court established a new
precedent contained in the Resolution of February 11, 2009, File No. 01412-2007-PA/TC, in which it indicated that the
CNM resolutions regarding the ratification of judges and prosecutors must be substantiated, regardless of the time they
were issued.
107
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