87.
In light of this duty, when it comes to the investigation of the death of
a person who was in State custody, as in this case, the relevant authorities
have a duty to initiate ex officio and without delay, a serious, impartial, and
effective investigation. This investigation should be conducted using all
available legal means and be aimed at determining the truth and
investigation, prosecution, and punishment of those responsible for the facts,
especially when they are or may be State agents involved. 95 It is pertinent to
note that the duty to investigate is an obligation of means and not results.
Nevertheless, it must be assumed by the State as a legal duty and not as a
mere formality preordained to be ineffective, or as a mere step effectuated by
private interests that depends upon the initiative of the victims or their
relatives or their offer of proof. 96
88.
The Court has established that the State is responsible, given its
condition as guarantor of the rights enshrined in the Convention, for
enforcement of the rights to life and personal integrity of every individual who
is under its custody. 97 It is possible to consider the State responsible for
cruel, inhumane, or degrading treatment suffered by a person who has been
in the custody of State agents, or who has died in such circumstances if, in
addition, the authorities have not conducted a serious investigation of the
facts followed by the prosecution of those who appear to be responsible for
them. 98 In this sense, it falls on the State to provide an immediate,
satisfactory, and convincing explanation of what happened to a person who
was under State custody and to rebut the allegations of its responsibility,
through the use of appropriate evidentiary means. 99
95
Cf. Case of Velásquez Rodríguez V. Honduras, supra note 11, para. 177; Case of
González et al. (“Cotton Fields”) V. México, supra note 21, para. 290, and Case of Ibsen
Cárdenas and Ibsen Peña V. Bolivia, supra note 94, para. 155.
96
Cf. Case of Velásquez Rodríguez V. Honduras, supra note 11, para. 177; Case of Gomes
Lund et al. (Guerrilha do Araguaia) V. Brazil, supra note 4, para. 138, and Case of Gelman V.
Uruguay, supra note 12, para. 184.
97
Cf. Case of Neira Alegría et al. V. Perú, supra note 35, para. 60; Case of Vélez Loor V.
Panamá, supra note 3, para. 198, and Case of Cabrera García and Montiel Flores V. México, supra
note 7, para. 134.
98
Cf. Case of the “Street Children” (Villagrán Morales et al.) V. Guatemala, supra note 29,
para. 170; Case of Baldeón García V. Perú. Merits, Reparations and Costs. Judgment of April 6,
2006. Series C No. 147, para. 120, and Case of of the Miguel Castro Castro Prison V. Perú, supra
note 42, para. 273. Similarly, Cf. C.E.D.H., Case of Yavuz V. Turquía, (No. 67137/01), Judgment
of January 10, 2006, para. 38; Case of Aksoy V. Turquía, (No. 100/1995/606/694), Judgment of
December 18, 1996, paras. 61 and 62, and Case of Tomasi V. Francia, (No. 12850/87),
Judgment of August 27, 1992, paras. 108 a 111.
99
Cf. Case of Juan Humberto Sánchez V. Honduras. Preliminary Objection, Merits,
Reparations and Costs. Judgment of June 7, 2003. Series C No. 99, para. 111; Case of Baldeón
García V. Perú, supra note 107, para. 120, and Case of of the Miguel Castro Castro Prison V.
Perú, supra note 42, para. 273. It is important to include the jurisprudence of the European Court
of Human Rights on the subject, which has held that, under Article 3 of the European Convention,
which recognizes the right to personal integrity, the State has an obligation to give a "convincing
explanation” regarding any injury suffered by a person deprived of liberty. Furthermore, based on
a reading of Article 3 of the European Convention in relation to Article 1 of the same instrument,
it has established that a formal and effective investigation is required when an individual makes a
"plausible claim" that there has been a violation, by a State agent, to one of their rights under
Article 3 of the Convention. In the same line, it has established that otherwise the general
prohibition of cruel, inhuman and degrading treatment, among others, would be "ineffective in
practice," since it would be possible for agents of the State to abuse the rights of those who are
35