169. In the instant case, the State signed a partnership contract with the CGC on July 26, 1996,
for exploration and exploitation of crude oil in block 23, which is part of Sarayaku territory.
170. According to expert witness Acosta Espinoza, before the entry into force of the 1998
Constitution and ILO Convention No. 169 in Ecuador, conflicts between indigenous territoriality and
oil interests were resolved by simply imposing the will of the State, without the State conducting a
formal expropriation procedure; thus, in practice, territories were occupied, populations were
displaced, and this even led to the disappearance of indigenous communities.222
171. The effective protection of indigenous communal property, in the terms of Article 21 of the
Convention in relation to Articles 1(1) and 2 of this instrument, imposes on States the positive
obligation to adopt special measures to ensure that members of indigenous and tribal peoples enjoy
the full and equal exercise of their right to the lands that they have traditionally used and occupied.
Thus, in keeping with Article 29(b) of the Convention, the provisions of Article 21 of this instrument
must be interpreted in conjunction with other rights recognized by the State in its domestic laws or
in other relevant international norms.223 Under international law, indigenous people cannot be
denied the right to enjoy their own culture, which consists of way of life strongly associated with the
land and the use of its natural resources.224
172. Although the State had an obligation to guarantee the Sarayaku People their right to the
effective enjoyment of their property, in accordance with their communal tradition and taking into
adopted; its Articles 28 and 29 provide that “[e]very natural or legal person is entitled to participate in environmental
management through mechanisms established by the Regulations, which include consultations, public hearings, initiatives,
proposals or any type of association between the public and private sectors. A public interest action may be filed to denounce
those who violate this guarantee, without prejudice to civil and criminal responsibility based on complaints or accusations of
reckless or malicious behavior. […] The failure to comply with the consultation process referred to […] in the Constitution of
the Republic will signify that the activity in question cannot be implemented and shall be grounds for the annulment of the
respective contracts. […] Any natural or legal person is entitled to timely and adequately information on any activity of State
institutions under the Regulations of this Act that may cause environmental impacts. To this end this, requests may be made
and actions filed, either individually or collectively, with the relevant authorities.” On January 29, 2009, the Mining Act was
adopted (published in the supplement to Official Record 517 of January 29, 2009), its Articles 87, 89 and 90 establish that
“[t]he State is responsible for implementing executing the participation and social consultation processes through the
corresponding public institutions according to constitutional principles and regulations. This responsibility cannot be delegated
to a private entity. The purpose of these processes shall be to promote the sustainable development of mining activities, as
protecting the rational exploitation of mineral resources, respect for the environment, and social participation in
environmental and development matters in the areas of influence of a mining project. […] This process shall be conducted at
all stages of the mining activity within the framework of the procedures and mechanisms established in the Constitution and
the law. […] The public participation or consultation processes must establish a special procedure for the communities,
peoples and nationalities, based on the principle of legitimacy and representativeness, through their institutions, in those
cases in which the mining exploration or exploitation is conducted on their ancestral lands and territories when such work
may affect their interests.” On April 20, 2010, the Public Participation Act was adopted (supplement to Official Register No
175), which states that “[t]he collective right to free, prior and informed consent within a reasonable time is guaranteed and
recognized to all indigenous communes, communities, towns and nationalities, Afro-Ecuadorian and Montubio peoples. In the
case of prior consultation on plans and programs for the exploration, exploitation and marketing of non-renewable resources
that are on their territories and lands, the indigenous communes, communities, peoples and nationalities, and AfroEcuadorian and Montubio people, through their legitimate authorities, shall participate in the benefits that these projects will
produce and shall receive compensation for eventual negative social, cultural, and environmental harm. The consultation to
be conducted by competent authorities is mandatory and must be prompt. If the consent of the collective subject is not
obtained, the provisions of the Constitution and the law shall apply.”
222
Cf. Pleadings and motions brief, tome 1, folios 268 to 272. See also expert opinion provided by affidavit by Alberto
José Acosta Espinoza, economist, of June 30, 2011 (evidence file, tome 19, folios 10072 to 10077)
223
For example, Ecuador had ratified both the International Covenant on Civil and Political Rights and the International
Covenant on Economic, Social and Cultural Rights. Thus, under Article 1 common to both agreements, indigenous peoples
may “pursue their economic, social and cultural development” and “freely dispose of their natural wealth and resources” so
that they are not “deprived of their own means of subsistence.” Similarly, see Case of the Saramaka People v. Suriname,
Preliminary objections, merits, reparations and costs, paras. 93 to 95. See also Interpretation of the American Declaration on
the Rights and Duties of Man within the Framework of Article 64 of the American Convention on Human Rights, para. 37, and
The Right to Information on Consular Assistance in the Framework of the Guarantees of the Due Process of Law, paras. 113
to 115 (supporting an interpretation of international human rights instruments that takes into consideration the progressive
development of the corpus juris of international human rights over time and its current status).
224
Cf. Case of the Saramaka People v. Suriname, Preliminary objections, merits, reparations and costs, paras. 91, 92,
94 and 95. See also Case of the Mayagna (Sumo) Awas Tingni Community v. Nicaragua, para. 149.
47
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