28
.
may consider as established the facts proven only through evidence the State has refused
to forward.62
99.
In relation to a similar controversy, the International Criminal Court for the former
Yugoslavia has considered that granting the States, based on reasons of national security, a
general right that allows them to refuse to forward documents necessary for the
development of the process could make the operation itself of the International Court
impossible, and could become an obstacle for it in achieving its purpose. 63 On its part, the
European Human Rights Court rejected similar arguments presented by a State with the
purpose of not sending information from a criminal case file that was open ans had been
requested by said Court. In fact, the European Court considered it insufficient to argue,
inter alia, that the criminal investigation was pending and that the case file contained
documents classified as secret.64
100. Due to the aforementioned, in the cases in which the transcripts of the investigation
are under reservation, it corresponds to the State to send the copies requested informing of
that situation and of the need, convenience, or relevance of maintaining the due
confidentiality of that information, which will be carefully evaluated by the Tribunal, for the
effects of including it in the body of evidence of the case, respecting the adversarial
principle in whatever corresponds, in the understanding that, as has been indicated by the
State, the domestic legislation itself allows the victims and their legal representatives access
to the case files on prior investigations.65
*
*
*
62
Cf. mutatis mutando, Case of Gonzalez et al. (“Cotton Field”) V. Mexico, Order of the Inter-American Court
of Human Rights of January 19, 2009 (request to increase the alleged victims and denial to forward documentary
evidence), para. 59.
63
The original in English states: “[T]o grant States a blanket right to withhold, for security purposes,
documents necessary for trial might jeopardize the very function of the International Tribunal, and defeat its
essential object and purpose. […] To admit that a State holding such documents may unilaterally assert national
security claims and refuse to surrender those documents could lead to the stultification of international criminal
proceedings: those documents might prove crucial for deciding whether the accused is innocent or guilty. The very
raison d’être of the International Tribunal would then be undermined.” Cf. International Criminal Tribunal for the
Former Yugoslavia, Appeals Chamber, “Lašva Valley” (IT-95-14) TIHOMIR BLAŠKIĆ, Judgment on the Request of
The Republic of Croatia for Review of the Decision of Trial Chamber II of 18 July 1997, 29 October 1997, para. 65.
64
The original in English states: “122. [The State] refused to disclose any documents of substance from
the criminal investigation file, invoking a number of reasons for that decision. First, they stated that the
investigation was pending; then, that it contained certain documents classified as secret and, finally, referred to
Article 161 of the Code of Criminal Procedure, which allegedly precluded the submission of these documents.
123. The Court has on several occasions reminded the Government of the possibility to request the application of
Rule 33 § 2 of the Rules of Court, which permits a restriction on the principle of the public character of the
documents deposited with the Court for legitimate purposes, such as the protection of national security and the
private life of the parties, as well as the interests of justice. No such request has been made in this case. The Court
further remarks that the provisions of Article 161 of the Code of Criminal Procedure, to which the Government
refer, do not preclude disclosure of the documents from a pending investigation file, but rather set out a procedure
for and limits to such disclosure. The Government failed to specify the nature of the documents and the grounds on
which they could not be disclosed (see, for similar conclusions, Mikheyev v. Russia, no. 77617/01, § 104, 26
January 2006). […] the Court considers the Government's explanations concerning the disclosure of the case file
insufficient to justify the withholding of the key information requested by the Court”. Cf. ECHR, Imakayeva v.
Russia, Judgment of 9 November 2006, Application no. 7615/02, paras 122 and 123.
65
Cf. Article 304 of the Organic Code of Criminal Procedures, approved on January 20, 1998, published in
Official Gazette No. 5.208 extraordinary, of January 23, 1998, with the partial reform approved on August 25,
1000, and published in Official Gazette No. 37.022 of that same date, and the partial reform approved on
November 12, 2001, and published in Official Gazette No. 5.558, extraordinary, of November 14, 2001, Article 11
(dossier of evidence, volume XXVI, folio 9319) and Case of Gonzalez et al. (“Cotton Field”) V. Mexico. Order of the
Inter-American Court of Human Rights of January 19, 2009 (request to increase the alleged victims and refusal to
forward documentary evidence), para. 61.